Shidler Banking Lecture Series
April 4, 4:30pm - 6:00pmMānoa Campus, Shidler College of Business, Room C-101
The Shidler Banking Lecture Series on Banking Regulation and Compliance provides an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.
Some of the most recently litigated national and international banking cases will be examined by using court documents to critique and to learn from the actions and inactions of various market professionals and participants. Issues examined will include money laundering, bank and individual criminal liability, securities fraud, and insider trading. Resolving customer disputes and the use of arbitration and mediation will also be discussed.
- April 4 - Introduction to Regulation Compliance and the Regulatory Landscape
- April 6 - The Current State of Compliance in Financial Service
- April 11 - Criminal Liability
- April 13 - Bank Criminal Liability for Actions of the Employees and Controlling Persons Liability
- April 18 - Handling Retail Customer Disputes
- April 20 - Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance
Ticket Information
Free and open to the public
Event Sponsor
Shidler College of Business, Mānoa Campus
More Information
Rosita Chang, (808) 956-7592, rositac@hawaii.edu, View Lecture Dates and Topics (PDF)
Tuesday, April 4 |
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8:00am |
Blood Drive
Mānoa Campus, Campus Center: Executive Dining Hall
|
9:30am |
Physics (Final Oral)
Mānoa Campus, Watanabe 417
|
10:00am |
UH-Hilo Transfer Advising
Honolulu Campus, Honolulu CC-Counseling Office-Bldg 6
|
10:30am |
Education Final Oral
Mānoa Campus, KRS Conf 231
|
12:00pm |
China Seminar public lecture series
Mānoa Campus, Moore 109
|
12:00pm |
Peace Corps Info Session/Application Workshop
Mānoa Campus, Queen Lili'uokalani Center for Student Services, Room 208
|
12:00pm |
Perspectives on Regional Peace and Security
Mānoa Campus, John A. Burns Hall, Room 3012
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12:30pm |
Acing that Interview
West Oʻahu Campus, B203 and B217
|
12:30pm |
Graduation Oli Workshops
Honolulu Campus, Keoneʻula (Building 20)
|
12:30pm |
Road to Zero: Federal Loan Repayment Info Session
Mānoa Campus, William S. Richardson School of Law Classroom 4 or 5
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4:30pm |
Shidler Banking Lecture Series
Mānoa Campus, Shidler College of Business, Room C-101
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5:00pm |
Words on Music Public Lecture featuring Beverley Diamond
Mānoa Campus, Queen Lili'uokalani Center for Student Services (QLC) Rm. 412
|
5:00pm |
IT Essentials (A+ Certification Prep)
Honolulu Campus, Pacific Center for Advanced Technology Training (PCATT)
|
5:00pm |
Peace Corps Info Session/Application Workshop
Mānoa Campus, Queen Lili'uokalani Center for Student Services, Room 208
|
5:00pm |
Playwriting Workshop with British Playwright Mark Ravenhill
Mānoa Campus, Kennedy Theatre
|
5:30pm |
Borrowing Wisely
Mānoa Campus, William S. Richardson School of Law Classroom 4
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