The utility of
the cephalic lateralis system in Apogonid taxonomy
Laura M. Rodman
Introduction:
The
Apogonidae, comprised of more than 250 species in 21 genera, is the eighth most
speciose family in the Perciformes (Allen and Morrison, 1996; Allen and
Robertson, 1994; Randall, Allen, and Steene, 1990).
Apogonids are relatively small fishes, reaching maximum lengths near 20
centimeters. Apogonids are
characterized as having two separate dorsal fins, the first with 6-8 spines and
the second with one spine and 8-14 rays; an anal fin with two spines; scales
that are ctenoid, cycloid, or absent; seven branchiostegal rays; and usually 24
(10 + 14) vertebrae (Nelson, 1996). They
are distributed circumglobally in tropical and subtropical waters, with their
greatest diversity occurring on coral reefs in the Indo-Pacific.
Apogonids inhabit a wide range of habitats, from the deep ocean to the
estuaries and freshwater streams of numerous Pacific islands (Springer, 1982).
The
systematic relationships of the species in the Apogonidae are poorly understood. Fraser (1972) completed what is to date, probably the most
comprehensive osteological study of the family. Fraser anticipated that a greater understanding of the
phylogenetic relationships within the Apogonidae would result from detailed
study of proposed natural groupings. He
suggested that osteological characters provide a natural source of phyletic
information. This assumption
provided justification to the means by which Fraser examined the fishes'
osteology, and through comparison of apogonid, lower percoid, and beryciform
osteological units hypothesized apogonid evolutionary history.
Fraser's study preceded the widespread acceptance and
utilization of cladistic methods to elucidate phylogenies.
Although his work to establish the evolutionary history of osteological
units via comparison with an "outgroup" appears cladistic in nature,
Fraser did not apply cladistic methods to analyze his data.
In terms of inter-familial relationships, Fraser ascertained differences
between apogonid and beryciform osteology and correctly hypothesized that the
beryciform character states were the more ancestral forms.
Fraser did not always, however, accurately determine
the intra-familial polarity of evolutionary change when more than one state
existed for a given character. Although
he used beryciform osteological data and meristics to define primitive character
states, he did not always adhere to the suggested trends when providing
direction to character evolution. For
example, if the serrated condition of the opercle and preopercle in berycoids is
assumed to be primitive, a smooth opercle and preopercle should be considered
more advanced. Fraser assigned the
correct polarity to the loss of opercular spination but, incorrectly assigned
the polarity of preopercular serration. He designated contradictory conditions, the loss of
serrations on the preopercular edge and the gain of serrations along the
preopercular ridge, as advanced (Gon, 1996).
Instead of using cladistic methodology to estimate
the degree of relatedness between genera, Fraser based his hypothesized
inter-generic relationships upon the degree of physical similarity between taxa.
He divided the apogonid genera into two phenetic groups upon the basis of
the following characteristics: the retention or loss of the basisphenoid, the
presence or absence of the supramaxilla, the morphology of the caudal fin, and
the degree of cryptic coloration. Within
these groups, Fraser sequenced the genera in the direction of one of the two
extremes; placing them between the more "advanced" and
"primitive" genera with which they shared the largest number of
characters. He then collated these sequences into a phenogram, of sorts.
Interpretational difficulties, such as character reversions, parallel
evolution of hypothetically advanced characters, and independent losses of
characters within multiple lineages, plagued Fraser's resultant classification.
He found that the evolutionary path was more obvious for some character
units than for others; and often, character sets suggested conflicting
evolutionary histories.
Fraser's neglect to define taxa upon the basis of
synapomorphic characters lies at the root of his problematic analysis.
This is particularly apparent within the large and diverse genus Apogon.
Fraser defined the genus upon the following characters: five free
hypurals, three epurals, a well-developed basisphenoid, a serrated preopercular
posterior-edge, no supramaxilla, ctenoid scales, a shelf on the third
infraorbital, a complete pored lateral line, nine segmented second-dorsal fin
rays, and eight segmented anal fin rays. These
characters are symplesiomorphic in nature (Gon, 1995).
The first eight character states are shared with the berycoids and
primitive percoids and Fraser was admittedly unsure of the degree of
primitiveness of the latter two characters.
The probability of creating unnatural, i.e. non-monophyletic,
taxa and taxonomic-hierarchies increases when plesiomorphic characters are used
to define them. In such a
classification, when a character undergoes a change in multiple taxa it often
appears anomalous in the evolutionary scheme, and a mosaic distribution of
character states results. Such is
the case for the genus Apogon.
Four subgenera do not conform to the distinguishing characters of the
genus: Yarica species retain the
supramaxilla, Paroncheilus species
have cycloid scales, Zoramia species
have lost the infraorbital shelf, and species in Brephamia have incomplete lateral lines. Although Fraser did not address this weakness of his defining
character set, he recognized that even after his revisionary work Apogon
may still represent an unnatural taxon.
Fraser determined the subgeneric classification of Apogon
using the same characters he used to distinguish the apogonid genera.
He divided the genus into 10 subgenera: Apogon,
Brephamia, Lepidamia, Nectamia, Paroncheilus, Pristiapogon, Pristicon, Yarica,
Zapogon, and Zoramia.
When evaluated within the context of the genus, as described by Fraser,
eight of the subgenera may be defined by one unique character.
Apogon is the only subgenus with 0 uroneurals.
Brephamia is the only subgenus
with an incomplete lateral line. Lepidamia has much
smaller scales, and thus a significantly higher number of them in the lateral
line, than do other Apogon subgenera.
Paroncheilus is characterized by the presence of cycloid, versus
ctenoid, scales. Pristiapogon is the only subgenus characterized by having the
intercalary facet barely on the otic bulla.
The presence of a supramaxilla distinguishes the subgenus Yarica.
Zapogon possesses a smooth
ceratohyal. Zoramia is distinguishable by the significantly long lengths of the
first-dorsal fin spines. Pristicon
and Nectamia are the only two subgenera not defined by one unique
(within Apogon) character.
The two subgenera are distinct from other Apogon
subgenera because they lack the previously mentioned unique characters, and
possess 2 or 3 predorsals and one pair of uroneurals.
The number of epipleurals distinguishes them from one another. Pristicon has
epipleurals on all but the last pair of ribs whereas, Nectamia has epipleurals on all but the last two pairs of ribs.
Theoretically, the characters used to define a genus
should be different from those used to discern the subgenera and the states of
the generic characters should be consistent across the subgenera.
Thus, the taxonomic utility of the generic characters is lessened at the
subgeneric level. So although it is possible to distinguish between the
proposed Apogon subgenera, it is not
possible to say that they are all groups of the same taxonomic rank.
Nor is it possible, because of the weak definition of Apogon
itself, to inconclusively state that they are all subgenera of this genus.
Regardless of these problems, Fraser's work remains
heavily relied upon as a source of information for defining and distinguishing
apogonid genera and subgenera. The
taxa have remained, as defined by Fraser, with little modification through the
years. In order to expedite species
identification, authors have created diagnostic keys utilizing external
characters to distinguish the genera and subgenera, always citing Fraser's work
as the source of osteological and internal character data (Fraser and Lachner,
1985; Fraser and Struhsaker, 1991).
Much of the work after Fraser's, has been committed
to revising the taxonomy of the species in the family's genera and subgenera.
Nomenclatural difficulties plague the Apogonidae.
Many of the species and genera were described in the 1800s and either
descriptions or illustrations were inaccurate or type material has either been
lost or is in poor condition, thus making consequential identification
difficult, if not impossible. Fraser
acknowledged the necessity of further taxonomic analysis at the specific level,
stating that supra-specific relationships will not be understood until the
taxonomy and systematics of the species are better known.
Some taxonomic difficulties have been resolved with
resulting changes to Fraser's classification of Apogon. Randall, et al.
(1990) removed Apogon aureus from
synonymy with Apogon fleurieu and
recognized them both as valid species. Previously,
upon the basis of an inaccurate specific description, A.
fleurieu had been placed in the Oplegnathidae (Whitley, 1959).
Gon (1987) recognized the species' illustration as an apogonid and placed
A. fleurieu in Fraser's Nectamia,
synonymizing it with A. aureus.
The recognition of Apogon
fleurieu as a valid taxon resulted in Ostorhinchus
Lacepéde replacing Nectamia Jordan as
a subgenus of the genus Apogon.
Gon (1995) reevaluated the subgenus Lepidamia
and found it to be composed of four species: Apogon
kalosoma, Apogon multitaeniatus, Apogon natalensis, and
Apogon omanensis. Gon did not
add any new characters to the subgenera's description and referenced Fraser
(1972) for osteological and swimbladder data.
He did, however, attempt to utilize cladistic methods in his analysis.
He argued that small scale size represents a derived character state in
the Apogonidae, and is thus a synapomorphy which separates Lepidamia
from the remaining Apogon subgenera.
Gon utilized meristic data and color characters to create a cladogram
depicting the relationships among the Lepidamia
species. Gon stated that his
phylogenetic hypothesis is supported by the generalization that rare (in
frequency of occurrence) characters and small geographic distributions are
equatable to derived characters and taxa.
Gon (1996) has further revised the genus Apogon
by removing Jaydia from its synonymy and elevating the taxon's status to the
subgeneric level. Jaydia was originally described by Smith (1961) to accommodate two
species he believed did not belong in the genus Apogon. Fraser (1972)
did not believe sufficient differences existed to distinguish Jaydia from Apogon, or at
least warrant its generic recognition, and synonymized the two genera.
Gon recognized six characters supporting the monophyly and recognition of
Jaydia as a subgenus, four of which
represent unique characters or character states within the genus Apogon.
Jaydia species are
characterized by one of three preopercular serration patterns: a weakly serrate
preopercular edge and a smooth to weakly serrate ridge; a serrate preopercular
edge and ridge; or a smooth preopercular edge and ridge.
The latter two patterns are unique (within Apogon)
to this subgenus. A second
distinguishing characteristic is the presence of a rounded caudal fin in adult Jaydia.
In all other Apogon subgenera,
adults retain the emarginately shaped caudal fin from their earlier life history
stages. Gon considered the rounded
caudal fin shape to be derived; as did Fraser (1972) who sited it as a
diagnostic character for the hypothetically advanced genera Astrapogon,
Pseudamia, and Pseudamiops. The position of the longest dorsal-fin spine is also
unique in Jaydia species.
In Jaydia, the longest
dorsal-fin spine rests on the third pterygiophore; in all other apogonids, it
rests on the second pterygiophore. Gon considered this a synapomorphic character for the group.
Also, all Jaydia species possess or have secondarily lost (according to Gon's
phylogenetic analysis) light organs associated with the intestine.
The organs produce light via a luciferin-luciferase reaction.
Jaydia species are not the only
apogonids to possess light organs. They
are, however, the only apogonid species to employ the luciferin-luciferase
mechanism for light production. Gon
recognized this character as a fourth synapomorphy uniting the group.
Gon validated the elevation of Jaydia
to subgeneric status upon the basis of these derived characters.
Antithetically, Gon described an additional character
which suggests that defining Jaydia as
a subgenus of Apogon results in an
unnatural, i.e. polyphyletic, generic taxon.
Apogonids show the complete range of reduction and loss of the eighth
dorsal spine and its associated elements. In
this process, the loss of the spine is succeeded by the fusion of the eighth
distal and ninth basal pterygiophores. All
Jaydia species have lost the eighth
first dorsal-fin spine but, only one exhibits fusion of the eighth and ninth
pterygiophores. Examination of
species from other Apogon subgenera (Nectamia,
Apogon, and Pristiapogon) indicate
that the pterygiophore elements are at least partially fused in other Apogon
species. Because the fusion of
these two elements is a final step in the loss of the eighth first-dorsal spine,
the fused condition is considered derived.
Gon suggested that the prevalence of the primitive, unfused, state in Jaydia implies that the subgenus cannot be nested within the genus Apogon.
Gon stated that further phylogenetic analysis of Jaydia
may lead to the reinstitution of the group's generic status.
Additional work had led to the refinement of Apogon
subgeneric characters and consequently, to the removal of species from the
subgenera. Fraser (1972) had
previously placed Apogon unicolor in
the subgenus Pristicon. This species he later removed on the basis of the presence of
a ventral fleshy, unossified flap on the preopercle; small body scales; and a
black stomach and intestine (Fraser, 1998).
Fraser stated that he believes Apogon
unicolor may represent another, yet undescribed, lineage within the genus Apogon.
Fraser (1998) augmented his previous study by
publishing notes on the distribution of a number of character states across the Apogon
subgenera. Fraser divided the
subgenera into phenetic groups upon the basis of the number of first-dorsal fin
spines. Species of Apogon, Zapogon, Paroncheilus, Pristicon, Yarica, Brephamia, and Zoramia
have six first-dorsal spines. Lepidamia and Pristiapogon
species have seven first-dorsal spines. Species
of Ostorhinchus may have six, seven,
or eight first-dorsal spines. Fraser
examined the distribution of the degree of preopercular-margin ossification and
serration across the subgenera. The six-spined species can be divided into three phenetic
groups. Apogon and Zapogon species
have a preopercle with an unossified ventral margin and a serrate vertical edge.
The preopercle of Paroncheilus
species have a partially ossified ventral edge and a serrate vertical edge. The remaining six-spined Apogon
species have preopercles with ossified, serrate ventral and vertical edges.
Fraser's data in combination with Gon's (1996) analysis of preopercular
ridge and edge serration has led to additional distinguishing characteristics
for the Apogon subgenera. Pristicon
may be further distinguished from Ostorhinchus
on the basis of the degree of preopercular serration.
Pristicon species have a completely serrate preopercle,
including a serrate ridge; whereas, Ostorhinchus
species have a preopercle with a serrate edge and a smooth ridge.
Although detailed character analyses and examination of character-state
distributions has led to an increase in the amount of knowledge available,
thereby facilitating species identification; little systematic headway has been
made from the additional information as cladistic methods have not applied to
data analysis.
Taxonomic revision has proven to be a daunting task,
as a lack of definable, non-variable characteristics precludes accurate species
identification. Apogonid species
are often distinguished by coloration. Although
characteristic color markings may identify species relatively easily when the
collection is fresh, they usually fade rapidly and leave the taxonomist with few
clues to the fishes' identity (Smith, 1961; Greenfield, in press).
Also, the meristic characters are often stable and do not differ among
closely related species. One
example of just such a complicated species identification is found within Pristiapogon,
a subgenus of the family's largest genus Apogon.
In this subgenus, four morphologically similar species exist: Apogon
menesemus, Apogon taeniopterus, Apogon exostigma, and
Apogon abrogramma. A. menesemus and
A. taeniopterus form one sympatric species pair and A.
exostigma and A. abrogramma form another sympatric species pair.
The two allopatric species pairs differ only in their color patterns;
meristic and morphometric measurements do not differ significantly.
Sympatric species differ in their color patterns and in at least one
meristic or morphometric characteristic; however, overlap in frequency of measurement occurs, inhibiting conclusive species
identification of faded and preserved specimens (Fraser and Lachner, 1985).
Another group of species whose identities have been
frequently confused is: Apogon coccineus,
Apogon crassiceps, Apogon doryssa, and Apogon
erythrinus (Smith, 1961; Shen and Lam, 1977; Shao and Chen, 1986;
Greenfield, in press).
These four species superficially resemble one another in small size,
shape, and lack of color pattern and pigmentation on the scales.
Apogon erythrinus has alternately been synonymized with Apogon
crassiceps and Apogon coccineus (Smith,
1961; Shen and Lam, 1977; Randall, et al., 1990; Greenfield, in press).
Until recently the species have been distinguished upon the basis of
differences in the number of gill rakers and proportional length measurements of
the body and fins. However, these
characteristics were not unambiguous for intra-specific variation was known to
occur within the geographic range of several of the species.
For example, it was possible to distinguish Apogon crassiceps and Apogon
doryssa on the basis of morphometric variation. But, Apogon erythrinus
exhibited great enough morphological variation within its described geographic
range to cover all these differences (Shen and Lam, 1977).
It was thought that specimens of A.
erythrinus from the Red Sea attained a larger average size, a greater number
of gill rakers, and had shorter fin spines than did specimens taken east of the
Philippine Islands (Lachner, 1953; Smith, 1961).
Unequivocal identification of species from this group was considered
difficult, if not impossible.
Recent work has distinguished these species and
validated each of their existences (Greenfield, in press).
Apogon doryssa may be
distinguished from the other species by its significantly long second-dorsal fin
spine, triangular-shaped head, unique nasal configuration, and slender caudal
peduncle (Masuda, et al., 1984; Greenfield, in press).
Greenfield recognized that the remaining species fall into two phenetic
groups. These groups he referred to as the Apogon erythrinus complex and the Apogon crassiceps complex. The
members of these complexes share the following characteristics: six first-dorsal
fin spines, one second-dorsal fin spine and 8-9 rays, two spines and 7-8 rays in
the anal fin, 16 or fewer total gill rakers on the first gill arch, 13-14
pectoral-fin rays, and two predorsals (Greenfield, in press).
Greenfield (1994) revised the definition of Apogon
erythrinus, listing it as a species endemic to the Hawaiian Islands and
Johnston Atoll. Up to this point,
the species had been considered to have a large geographic distribution and a
relatively broad character definition. Detailed
morphological examination has shown that these characteristics do not define
only Apogon erythrinus but rather,
define a group of closely related species, Greenfield's Apogon erythrinus complex. As
defined by Greenfield, this complex encompasses four species: Apogon
erythrinus, Apogon indicus, Apogon marquesensis, and Apogon
susanae. These species share
two characteristics. The skin at
the end of the snout, near the anterior nostril, is not formed into a flap; it
is smooth. All four species possess
two full scales between the lateral line and the second and third spines of the
first-dorsal fin (Greenfield, in press). In
contrast, species in the crassiceps
complex have a free-edged flap of skin near the anterior nostril and a single,
large, full scale between the lateral line and first dorsal fin (Greenfield, in
press). The crassiceps
complex includes not only Apogon
crassiceps and Apogon coccineus
but also, a number of other Apogon
species historically confused with Apogon
erythrinus.
At the time of Fraser's 1972 publication the
Apogonidae was thought to be composed of three subfamilies: the Epigoninae, the
Pseudaminae, and the Apogoninae. Johnson
(1984) provided sufficient evidence to separate and elevate the Epigoninae to
family status. Several years later,
Johnson (1993) defined three apomorphic characters shared between the
Pseudaminae and the Apogoninae. The
first, is a short distal radial associated with the last spine of the first
dorsal fin., so short, that there exists near contact between the
proximal-middle element and the base of the spine. Second, the configuration of the dorsal gill-arch elements of
apogonids is distinctive: no articulation exists between the second epibranchial
and second pharyngobranchial, the third epibranchial is expanded and the fourth
is narrow, and the fourth upper pharyngeal toothplate lacks a fourth
pharyngobranchial cartilage. The
last synapomorphy is the presence of horizontal and vertical rows of sensory
papillae on the fishes' head and body. Previously,
these papillae had been thought to characterize only the pseudamine apogonids.
Johnson recognized their existence in most apogonine genera, and
submitted it as a unifying character for the family.
The utilization of cutaneous sensory papillae, and
other characters of the cephalic lateralis system, in taxonomic designation is
not a new concept in ichthyology. The
systematic utility of these characters has been known and utilized, at least for
gobiids, since Sanzo (1911) published his paper touting the importance of the
sensory papillae patterns in goby systematics. Within the past two decades cheek papillae patterns have been
used within the Gobiidae to distinguish species, define groups of species, and
define groups of genera.
Miller (1998) created a key distinguishing three
species of West African Eleotris upon
the basis of a set of characters from the lateral line system.
Initially, identification was based upon the number of lateral-line
scales only. Although a practical
method of identification, in terms of field utility, it did not always yield
inconclusive species identification as scale count overlap did occur.
When the lateral-line scale count was employed in conjunction with
characters from the head lateral line system, species identification was
unambiguous. Winterbottom and
Burridge (1992, 1993a, 1993b) used cheek sensory papillae patterns to divide the
goby genus Priolepis into two
species-groups: those with a transverse pattern of cheek papillae and those with
a reduced transverse pattern of cheek papillae.
McKay and Miller (1997) used characteristics of the cephalic lateralis
canals and sensory papillae patterns to define a group of genera, the European
sand gobies.
The characters of the cephalic
lateralis system have not gone unmentioned in apogonid taxonomy.
Lachner (1953) described Gymnapogon
japonicus as resembling gobiids in general body shape and in having papillae
arranged in a definite pattern over the head and body.
In this same publication, Lachner included illustrations and descriptions
of papillae patterns in other species of Gymnapogon.
Mention of the presence of papillae and pores leading to subsurface
channels has been made for many of the species and genera of the Pseudaminae
(Smith, 1961; Randall, Lachner, and Fraser, 1985; Gon, 1986; Baldwin and
Johnson, 1999). Other authors have
noted the existence of similar structures in Apogonine species (Randall, Fraser,
and Lachner, 1990; Randall and Hayashi, 1990; Allen, 1995; Allen and Morrison,
1996).
Research
Justification:
Although some authors have noted the existence of
cephalic canals, pores, and papillae, no one has attempted to describe or
compare patterns among apogonid species or supra-specific taxa.
Published descriptions are general and brief, failing to do little more
than state that such structures exist. No
one has attempted to define a methodology for naming the canals and pores of
apogonid fishes, nor has anyone attempted to quantify and name the papillae
patterns. The potential taxonomic
utility of the character set appears to have been nearly overlooked.
A few authors have suggested that information useful in elucidating
interfamilial relationships may lie in these characters, for few families within
the Perciformes possess cephalic sensory papillae associated with the lateralis
system (Johnson, 1993; Baldwin and Johnson, 1999). Even though parallels have been drawn between the cephalic
lateralis systems of apogonids and gobiids, and the characters have proven
themselves to be highly useful in goby taxonomy, no one has yet investigated
their utility in apogonid species identification and taxonomy.
Miller
and Wongrat (1979) suggest that for highly diverse taxa their evolutionary
history and taxonomy can best be understood by conjoining the analysis of
complex characters sets, such as the body and cephalic lateral line system, with
the analysis of simpler characters of reduction provided by the skeleton. It is my hope that the cephalic lateralis characters, when
added to Fraser's preexisting osteological data, will shed light on the
identification and classification of the subgenera and species of the genus Apogon.
Questions
to answer:
ˇ
Do
cephalic canal, pore, and sensory papillae patterns differ among apogonid
species and subgenera?
ˇ
Can the
differences be used to create diagnoses for identifying species, species groups,
or subgenera?
ˇ
Are the
differences consistent with previously establishes taxa?
ˇ
Do
differences in pore and canal configuration delineate groups at a higher
taxonomic ranks than do difference in papillae patterns?
ˇ
Can the
nomenclature used for the goby cephalic lateralis system be applied and/or
adapted for use with the apogonids?
ˇ
Can
cephalic lateralis characters differentiate otherwise nearly identical species?
ˇ
Can the
characters be used to identify long-preserved specimens in which other
identifying characters have deteriorated over time?
ˇ
Can the
cephalic lateralis characters be polarized and used in cladistic analysis?
Research
Plan:
The
primary objective of this study is to analyze the components of the cephalic
lateralis system of the species and subgenera in the genus Apogon.
Representative species of each subgenus will be
studied and the pore and papillae patterns drawn. Visualization of papillae patterns will be facilitated by
staining the specimens with Cyanine Blue following the procedure published by
Saruwatari, et al. (1997). The
pores and stained papillae will be observed with the aid of a dissecting
microscope.
Previously established pore and papillae pattern
nomenclature, used in gobioid taxonomy, will be modified and a standardized
nomenclature will be instituted for the apogonid cephalic lateralis system.
The figures and specimens shall be compared in order
to discern differences which may exist among species and subgenera.
The differences will be analyzed for congruence with established taxa.
Diagnostic patterns will be described for previously established Apogon
species-groups and subgenera. The
differences shall be compared among the established taxonomic groupings in order
to ascertain if patterns indicative of particular taxonomic levels or of
particular taxa exist.
Ultimately, Fraser's osteological data will be
analyzed using cladistic methodologies. His
characters will be subjected to a phylogenetic analysis program (PAUP).
The genus Holapogon will be employed as the outgroup.
Fraser (1973) described the genus citing it as the most primitive genus
in the Apogoninae. In comparison to
other apogonid genera, Holapogon species retain the most complete array of primitive
osteological character states, including: a high number of dorsal-fin spines, a
perforated ceratohyal, and a complex caudal skeleton.
The resultant cladograms will give insight into the
monophyly of Apogon.
And by optimizing the cephalic lateralis system characters onto the most
parsimonious tree, the taxonomic utility of the characters will be revealed.
Literature
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northwestern Australia. Records of the Western Australian Museum.
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