The following report was circulated on the tqm-l@ukanvm list, which is a discussion group of professional educators and educational administrators and interested others, on the general theme of "tqm" (total quality management) in education. If you wish to subscribe to that discussion group, send mail to listserv@ukanvm and include one line (no subject line): subscribe tqm-l, followed by your name on the same line. I would appreciate comments on how the activity discussed below might be improved or emulated, how consistent it is with tqm principles or Deming's theory in general, and what might be some of the implications for higher education or education in general. A colloquium was held at the University of Hawaii, Porteus 637, Friday, October 8, 1993, 2:30-4:00 p.m., in which I discussed the contents of this report and did some brainstorming with the attendees on how this kind of experimentation and philosophy might be diffused throughout our University. Another colloquium was held Friday, Oct. 15, 1993, 3-4 p.m. in the Economics Department (Porteus Hall, 3rd floor) seminar room on the same subject, "round table" discussion style, organized by Carl Bonham (u22780@uhccmvs.bitnet). ---------------- Adapting W. Edwards Deming's Theory to My Classroom Instruction of International Relations Richard W. Chadwick chadwick@uhunix.uhcc.hawaii.edu August 4, 1993 ABSTRACT After taking a Deming Seminar on education, I was motivated to begin and continue forever a new approach to my teaching strategies. For me it was a real paradigm shift which sold itself on theoretical grounds. This is a statement as to what that means, what I did about it and why, and with what consequences...so far! I began with a class of 25 students studying international relations, and with a good reputation as a teacher, and fairly well attended office hours. At last count I was teaching 67 students and enjoying it far more, with about as much but very different work. I feel I have created a situation in which students have far fewer impediments to learning and are learning many more new things. But I have a long way to go! CONTEXT: A THANK YOU TO W. EDWARDS DEMING Two years ago I was very fortunate to be given scholarships by Deming to his 4-day business and 1-day educator seminars. I was delighted to be able to attend, not because I was looking for new ways of teaching at all, but to learn more about his theories as the man who had transformed Japanese manufacturing, etc. As far as my teaching was concerned, although I had taught for over 20 years, regularly used more or less standard student course evaluations to diagnose teaching problems and thought of myself as a good teacher with better than average relations with people playing the role student, that week with Deming was a kind of watershed or conversion experience. Here's why. BEFORE DEMING I previously saw my role to be that of a knowledgeable, inspiring, engaging and sensitive teacher. Course evaluations indicated I was successful in achieving these goals. I was prepared for my lectures (spoke almost always with no notes but had plenty of handouts and "cribs" which I designed myself, held dialogs when students spoke out, etc.), had extensive (but not well used) office hours, graded fairly, with a mix of formats ("objective" exams, essays, student participation in role-playing exercises), and assisted my students to advance their careers. AFTER DEMING Deming's views essentially trashed the whole package; and I think he was right. Average grades and variation in those grades (admittedly subjective assessment here because I had not tracked them Shewhart style) had not improved in 20 years! I had never had a single day's training in how to educate, in my life (mine was the "school of hard knocks"..."off to the Milky Way!" as Deming would say of workers training workers). My innovations amounted simply to "tinkering" with the system" (which is how I now view most aspects of the "writing intensive" shift and all the associated "tips," for instance). Grading was used as a primary incentive (e.g., frequent quizzes to reinforce regular study; shades of the "Red Beads" inspectors!). PARADIGM SHIFTS 1. Focus on improving the structure of the learning process, not refinement of an information package independent of the delivery system or students' lives outside the classroom Create constancy of purpose for improvement of product and service.... W. Edwards Deming My job, I learned, was not primarily to teach (lecture, give assignments, and grade on how much was retained or learned in the process), but rather to create the conditions--the structure of a system--under which learning would not be obstructed or deflected or distorted. The reason why typical student performance had not been improving wasn't because their "quality" hadn't been improving over the years (viewing them metaphorically as "inputs" to the education process) but because my SYSTEM hadn't been! 2. Definition of Student as Active Learner, not Sponge People playing the role of student are willing learners--all creative and goldmines of observation and insight. The problem was to remove the structural barriers to learning, to provide the resources and situations under which their creativity, powers of observation and insight, would naturally be exercised. I needed to learn to view my classes as organizations with certain processes which had--most likely--definite but unknown effects on my goal: to create a class experience which resulted in students' and my understanding more about (in this case) international relations, its impacts on us, our role, and our possible future roles, how and why to learn more, and how to excite us to think about and develop our own theories in this area. 3. Operational Constraints Improve constantly and forever the system of production and service, to improve quality and productivity and thus constantly decrease costs. W. Edwards Deming Further, given increasingly limited faculty resources, but increasing facilities (computer labs, communication and information networks), my goal was to do the above while working with MORE, not fewer, students. I did not think this was possible. Who would grade students' essays, etc? Cease dependence on inspection to achieve quality. W. Edwards Deming The above statement constitutes a paradigm shift in thinking about education, meaning it puts me at odds with many common university practices. Our University is NOT ready, for instance, to accept trashing final exams and a letter grade system; and as long as these are THE measure of academic success, I and my students will have a serious problems in optimizing the learning environment. I could (and have been encouraged by our administration to) try to work around this situation of course, by finding some way to assign grades which reflects students' creative learning, not just rote memorization and "recall" learning the night before an exam. But the usual way this is done is "writing intensive," and as such is inconsistent with teaching semi-required (one of a limited set of options) classes with around 40 students. So our "writing intensive" classes are limited to 20 students, with a resulting drop in quantity and no measure of improved quality. Continued reliance on inspection.... SOLUTIONS Adopt the new philosophy. ...take on leadership for change. W. Edwards Deming 1. Undergraduate Teaching Assistants Institute leadership. The aim of supervision should be to help people...do a better job. W. Edwards Deming We have an undergraduate class called "Teaching Political Science" which was set up originally for seniors to teach freshmen [archaic expression] under supervision. I adapted it as follows: students who are political science majors, seniors, and who have previously taken my class, sign up for the "Teaching" class to be my assistants. They now teach one session per week themselves, of my regular international relations class. That session is called a "lab," in which they teach simulation, decision making, and electronic communications skills. They hold office hours just as I do, etc. Each is responsible for "mentoring" 10 students. I meet with them weekly to discuss their experience and for suggestions on how to improve the structure of the class (assignments, resources, etc). For this they (the T.A.s) get six credits. 2. E-mail All my students are assigned computer network id's, principally for e-mail. Their first 10 messages to me, each consisting of an inquiry about class assignments or lectures or general, current, international relations, get them 10% of their class grade. One message per week for the first 10 weeks gives them an A for 10% of their grade. Institute on the job training. W. Edwards Deming To teach them, students from previous semesters, now T.A.s, are assigned specific students and are responsible for them. The T.A.s must make sure that each student actually accesses a computer at a time convenient to the student, knows how to start it, log in, and write e-mail. Remove barriers.... W. Edwards Deming Last semester I answered over 400 student questions. Students who NEVER would have asked questions did, and entered into a dialog (admittedly often limited). And they learned how to use the medium. Of course once they did this, they has access to the entire Internet, not to mention each other. They were enabled to meet electronically so that differences in their schedules (work, travel, etc.) didn't severely affect their ability to cooperate with each other on their assignments. 3. Decision making Institute a vigorous program of education and self-improvement for everyone. W. Edwards Deming Students and I all learned a simple decision aid, "Expert Choice," for which our university obtained a site license (this is Tom Saaty's "AHP" method; I brought him out to Hawaii for a series of lectures, via a small grant), and with which they performed simple assignments in decision making. The object was to provide a structure for thinking in terms of goals, alternatives and concerns, of politicians in the interntional system, and a standard against which they could compare their views of what should be done and why with what they interpreted were the views of those actually making or taking decisions. 4. Long range international impacts Students all learned a simple global simulation of the world political-economy, Barry Hughes' International Futures simulation (I also brought him out to Hawaii to discuss modifications of the simulation for the future). 12 regions (USA, Russia, European Community, Japan, China, and OPEC; rest of the DCs, and three LDC geographic groupings in Latin America, Africa, and Asia), with energy, population, trade, manufacturing, food production, pollution and deforestation indicators, and PQLI (Physical Quality of Life indicators). The purposes here were to acquaint them with the kind of modeling done in intelligence communities worldwide today, the nature of the "global village," and the problems politicians have in coming to grips with large scale, long term consequences of their actions or inaction. 5. International communication Break down barriers between departments. W. Edwards Deming Students in my class were self-assigned to work on national teams simulating foreign policy decision making throughout the semester. Two other classes, one by Richard Hartwig in Monterray, Mexico (ITESM), and Maria Guido in Waltham, Mass. (Bentley College), joined mine. Students within and between teams communicated via e-mail "diplomats" and "bureaus" in a "free for all" exchange. It order to preserve consistency with real-world resource constraints, however, any actions involving the physical movement of goods or "services" were "filtered" by the faculty involved (a minimal and student-accepted intrusion). 6. Essays as Reports Eliminate work standards.... Substitute leadership. W. Edwards Deming Students wrote three essays on each of their experiences which were graded by the T.A.s for completeness, not substantive policies or ideas, at least at first and as far as I was concerned. My thought was that students would then be free to use their imagination in designing policies and in their dialogs. The T.A.s insisted, however, that some points should be given for "quality" and "professionalism" at their discretion. I allowed this as a compromise. I am still pondering the question: what is it in the system structure that so robs students of pride in their work that only the fear of grading produces any quality at all? Drive out fear. .... Cease dependence on inspection to achieve quality. ...build quality into the product in the first place. W. Edwards Deming 7. Objective Exams and Befuddled Profs. 10 quizzes and 4 quarterly exams of the "objective" variety were administered with the clear understanding that this was to test whether they were reading the texts. I am unhappy with this practice, but don't know what to do, yet. (Actually, Michael Scriven has come up with some innovations in this area; I attended a two-day seminar of his on campus, aimed at administrators and high school teachers.) 8. Weights and Measures The quizzes and exams were 50% of the grade, the rest divided among the essays, e-mail, and simulation participation. 9. Class Size: the Sky's the Limit Since I started implementing all the above changes 1-1/2 years ago, my class size has grown from 25-30 to 50-65 and this semester I am opening it up to a maximum of 110. As long as I can get the T.A.s and keep their load to a 10:1 ratio, I see no limit to how large the class can get. If the number of T.A.s grew too great, I could add a third level of trained T.A.s who would train the new T.A.s, and remove myself entirely from the operation except for sampling questions from students and T.A.s, and working on improving (hypertexting, hypermedia) my lectures and lecture notes. And I would still have more written interaction with my students via e-mail than I ever had grading essays (my office is littered with annotated papers students never bothered to pick up!!!). 10. Gopher Saves Trees This year I expect to be able to put all my courseware on gopher or hytelnet, which will have the advantage of not having to hand anything out in class, and making possible coordinated syllabi among all classes participating in the simulation exercises worldwide. A beginning is already available for my Peace Internship work for the Matsunaga Institute for Peace here (see gopher/.../North America/USA/Hawaii/.../Student Information/ Internships/...). 11. Student, Faculty and Administrator Reactions So far, the reaction I've gotten is something like being pleasantly stunned at the fact that learning is taking place. For many students this is their first experience with computers outside a simple word processing environment. Their insecurity by and large evaporates when they realize other students will be teaching them, not an old [sic!] :) professor. It's going to be hard--what else is new?--to evaluate, except in terms of class size and the specific things being learned. Objective tests haven't changed, and haven't improved so far as I can tell (right, I haven't yet done my homework!). The faculty don't know quite what to make of it all, but my Dean is very supportive. Sources Quotation from W. Edwards Deming, Out of the Crisis. For information on computer programs, write: saaty@pittvms - Thomas Saaty, designer of "Expert Choice" bhughes@du.edu - Barry Hughes, designer of "International Futures" world simulation Try ftp ftp.hawaii.edu, anonoymous/guest, cd outgoing/chadwick and cd /outgoing/world, for freebies. Write me for details. ---------------