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Shidler College of Business announces free Banking Lecture Series in April

University of Hawaiʻi at Mānoa
Contact:
Dolly Omiya, (808) 956-5645
Public Information Officer, College of Business-External Relations Office
Posted: Apr 4, 2017

Gary Tidwel
Gary Tidwel

The UH Shidler College of Business presents a free, public Banking Lecture Series starting with its first lecture on "Banking Regulation and Compliance" on Tuesday, April 4, 2017. The series is led by Gary Tidwell, senior advisor in education, training and regulatory capacity building at the International Organization of Securities Commissions (IOSCO). 

The series will provide an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets. The lecture will examine recent national and international litigated banking cases using court documents.

The series runs every Tuesday and Thursday, from April 4-20, 2017. Topics include: The Current State of Compliance in Financial Service; Criminal Liability; Banking Criminal Liability for Actions of the Employees and Controlling Persons Liability; Handling Retail Customer Disputes; and Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance.

  • Date: Every Tuesday and Thursday, April 4-20, 2017
  • Time: 4:30 to 6:00 p.m.
  • Location: UH Mānoa Shidler College of Business, 2404 Maile Way, Room C-101
  • No cost: Free and open to UH students, alumni and the general public

To learn more, view the Banking Lecture Series flyer

For questions, contact Professor Jiakai Chen at jiakai@hawaii.edu or (808) 956-7610, or Professor Rosita Chang at rositac@hawaii.edu or (808) 956-7592.

For more information, visit: http://shidler.hawaii.edu/