BEGIN:VCALENDAR
PRODID:-//University of Hawaii//UH Events Calendar//EN
VERSION:2.0
METHOD:PUBLISH
BEGIN:VTIMEZONE
TZID:Pacific/Honolulu
BEGIN:STANDARD
TZOFFSETFROM:-1000
TZOFFSETTO:-1000
END:STANDARD
END:VTIMEZONE
BEGIN:VEVENT
CLASS:PUBLIC
CREATED:20260911T130758Z
DESCRIPTION:The Shidler Banking Lecture Series on Banking Regulation and Compliance provides an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.\n\nSome of the most recently litigated national and international banking cases will be examined by using court documents to critique and to learn from the actions and inactions of various market professionals and participants. Issues examined will include money laundering, bank and individual criminal liability, securities fraud, and insider trading. Resolving customer disputes and the use of arbitration and mediation will also be discussed.\n\nApril 4 - Introduction to Regulation Compliance and the Regulatory Landscape\nApril 6 - The Current State of Compliance in Financial Service\nApril 11 - Criminal Liability\nApril 13 - Bank Criminal Liability for Actions of the Employees and Controlling Persons Liability\nApril 18 - Handling Retail Customer Disputes\nApril 20 - Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance\n
DTEND;TZID=Pacific/Honolulu:20170414T040000Z
DTSTAMP:20260911T130758Z
DTSTART;TZID=Pacific/Honolulu:20170414T023000Z
LAST-MODIFIED:20260911T130758Z
LOCATION:Shidler College of Business, Room C-101
PRIORITY:5
SEQUENCE:0
SUMMARY;LANGUAGE=en-us:Shidler Banking Lecture Series
TRANSP:OPAQUE
UID:178916807831031web-support-l@lists.hawaii.edu
END:VEVENT
END:VCALENDAR