Shidler Banking Lecture Series
April 11, 4:30pm - 6:00pmMānoa Campus, Shidler College of Business, Room C-101
The Shidler Banking Lecture Series on Banking Regulation and Compliance provides an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.
Some of the most recently litigated national and international banking cases will be examined by using court documents to critique and to learn from the actions and inactions of various market professionals and participants. Issues examined will include money laundering, bank and individual criminal liability, securities fraud, and insider trading. Resolving customer disputes and the use of arbitration and mediation will also be discussed.
- April 4 - Introduction to Regulation Compliance and the Regulatory Landscape
- April 6 - The Current State of Compliance in Financial Service
- April 11 - Criminal Liability
- April 13 - Bank Criminal Liability for Actions of the Employees and Controlling Persons Liability
- April 18 - Handling Retail Customer Disputes
- April 20 - Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance
Ticket Information
Free and open to the public
Event Sponsor
Shidler College of Business, Mānoa Campus
More Information
Rosita Chang, (808) 956-7592, rositac@hawaii.edu, View Lecture Dates and Topics (PDF)
Tuesday, April 11 |
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8:00am |
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10:00am |
2017 Spring Volunteer and Engagement Fair Mānoa Campus, UH Manoa Campus Center Courtyard
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11:30am |
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12:00pm |
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12:00pm |
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1:00pm |
Biomedical Sciences Final Oral Mānoa Campus, JABSOM Medical Education Bldg (MEB) 2nd Floor, Rm 224T
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1:00pm |
Tropical Plant and Soil Science Final Oral Mānoa Campus, St. John Plant Science Lab Room 106
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1:30pm |
Vocal Techniques for Faculty Members Mānoa Campus, Kuykendall 106 Events Room
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2:00pm |
Oceanography Final Oral Mānoa Campus, C-MORE Hale, Moore Conference Center
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3:00pm |
Sustainability Series Mānoa Campus, Crawfod Hall 115
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3:30pm |
Managing the Philippine-Japan Migration Corridor by Prof. Benjamin San Jose Mānoa Campus, Moore Hall 319
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4:00pm |
Public Health Final Oral Mānoa Campus, Biomed D-211
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4:30pm |
Shidler Banking Lecture Series Mānoa Campus, Shidler College of Business, Room C-101
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