Calendar Options

Calendar Views

Submit Events

System Calendars

UH Manoa Campus Events Calendar

Shidler Banking Lecture Series

April 20, 4:30pm - 6:00pm
Manoa Campus, Shidler College of Business, Room C-101 Add to Calendar

The Shidler Banking Lecture Series on Banking Regulation and Compliance provides an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.

Some of the most recently litigated national and international banking cases will be examined by using court documents to critique and to learn from the actions and inactions of various market professionals and participants. Issues examined will include money laundering, bank and individual criminal liability, securities fraud, and insider trading. Resolving customer disputes and the use of arbitration and mediation will also be discussed.

  • April 4 - Introduction to Regulation Compliance and the Regulatory Landscape
  • April 6 - The Current State of Compliance in Financial Service
  • April 11 - Criminal Liability
  • April 13 - Bank Criminal Liability for Actions of the Employees and Controlling Persons Liability
  • April 18 - Handling Retail Customer Disputes
  • April 20 - Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance

Ticket Information
Free and open to the public

Event Sponsor
Shidler College of Business, Manoa Campus

More Information
Rosita Chang, (808) 956-7592,, View Lecture Dates and Topics (PDF)

Share by email

Thursday, April 20
12:00pm Human Rights/Sustainability Cross-Campuses Dialogue
Manoa Campus, Kuykendall 203 and other locations (see flier)
12:00pm Art Talk: ‘Imaikalani Kalahele and Cory Taum with Noelle M.K.Y Kahanu
Manoa Campus, John Young Museum of Art (Krauss Hall 002)
2:00pm Education Final Oral
Manoa Campus, Wist Hall Rm 129
2:00pm 2017 COBRE Mini-symposium
Manoa Campus, JABSOM-Kakaako Camups, 651 Ilalo Street, MEB 315 (Auditorium), Honolulu, HI 96813
2:30pm Geology & Geophysics Final Oral
Manoa Campus, POST 723
3:00pm History Final Oral
Manoa Campus, Sakamaki A201
3:00pm Sustainability Series
Manoa Campus, Crawfod Hall 105
3:00pm Joint IPRC/Oceanography Seminar - Christian Wolff
Manoa Campus, Marine Science Building 100
4:30pm Shidler Banking Lecture Series
Manoa Campus, Shidler College of Business, Room C-101
5:00pm UH College of Engineering 17th Annual Banquet
Hawaii Convention Center, Kalakaua Ballroom, 1801 Kalakaua Ave., Honolulu, HI 96815
5:30pm Learn about Going to Law School at Night
Manoa Campus, William S. Richardson School of Law, 2515 Dole Street, Moot Court Room
6:00pm Shidler Real Estate Lecture Series
Waialae Country Club, 4997 Kahala Ave, Honolulu, HI 96816
6:30pm Hanauma Bay Educational Lecture Series
Hanauma Bay Nature Preserve Theater
9:00pm 'Night Mother
Manoa Campus, Kennedy Theatre Studio S
previous monthnext monthApril 2017
2 3 4 5 6 7 8
9 10 11 12 13 14 15
16 17 18 19 20 21 22
23 24 25 26 27 28 29
  • Highlighted dates have scheduled events.
  • Select the date to view all events for that day.