Shidler Banking Lecture Series

April 20, 4:30pm - 6:00pm
Mānoa Campus, Shidler College of Business, Room C-101

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The Shidler Banking Lecture Series on Banking Regulation and Compliance provides an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.

Some of the most recently litigated national and international banking cases will be examined by using court documents to critique and to learn from the actions and inactions of various market professionals and participants. Issues examined will include money laundering, bank and individual criminal liability, securities fraud, and insider trading. Resolving customer disputes and the use of arbitration and mediation will also be discussed.

• April 4 - Introduction to Regulation Compliance and the Regulatory Landscape
• April 6 - The Current State of Compliance in Financial Service
• April 11 - Criminal Liability
• April 13 - Bank Criminal Liability for Actions of the Employees and Controlling Persons Liability
• April 18 - Handling Retail Customer Disputes
• April 20 - Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance

Ticket Information
Free and open to the public

Event Sponsor
Shidler College of Business, Mānoa Campus

More Information
Rosita Chang, (808) 956-7592, rositac@hawaii.edu, View Lecture Dates and Topics (PDF)

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Thursday, April 20
12:00pm	Human Rights/Sustainability Cross-Campuses Dialogue Mānoa Campus, Kuykendall 203 and other locations (see flier)
12:00pm	Art Talk: ‘Imaikalani Kalahele and Cory Taum with Noelle M.K.Y Kahanu Mānoa Campus, John Young Museum of Art (Krauss Hall 002)
2:00pm	Education Final Oral Mānoa Campus, Wist Hall Rm 129
2:00pm	2017 COBRE Mini-symposium Mānoa Campus, JABSOM-Kakaako Camups, 651 Ilalo Street, MEB 315 (Auditorium), Honolulu, HI 96813
2:30pm	Geology & Geophysics Final Oral Mānoa Campus, POST 723
3:00pm	Joint IPRC/Oceanography Seminar - Christian Wolff Mānoa Campus, Marine Science Building 100
3:00pm	Sustainability Series Mānoa Campus, Crawfod Hall 105
3:00pm	History Final Oral Mānoa Campus, Sakamaki A201
4:30pm	Shidler Banking Lecture Series Mānoa Campus, Shidler College of Business, Room C-101
5:00pm	UH College of Engineering 17th Annual Banquet Hawaii Convention Center, Kalakaua Ballroom, 1801 Kalakaua Ave., Honolulu, HI 96815
5:30pm	Learn about Going to Law School at Night Mānoa Campus, William S. Richardson School of Law, 2515 Dole Street, Moot Court Room
6:00pm	Shidler Real Estate Lecture Series Waialae Country Club, 4997 Kahala Ave, Honolulu, HI 96816
6:30pm	Hanauma Bay Educational Lecture Series Hanauma Bay Nature Preserve Theater
9:00pm	'Night Mother Mānoa Campus, Kennedy Theatre Studio S