Shidler Banking Lecture Series

April 6, 4:30pm - 6:00pm
Mānoa Campus, Shidler College of Business, Room C-101

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The Shidler Banking Lecture Series on Banking Regulation and Compliance provides an overview of the global capital markets with an emphasis on the regulatory/legal oversight of the markets.

Some of the most recently litigated national and international banking cases will be examined by using court documents to critique and to learn from the actions and inactions of various market professionals and participants. Issues examined will include money laundering, bank and individual criminal liability, securities fraud, and insider trading. Resolving customer disputes and the use of arbitration and mediation will also be discussed.

• April 4 - Introduction to Regulation Compliance and the Regulatory Landscape
• April 6 - The Current State of Compliance in Financial Service
• April 11 - Criminal Liability
• April 13 - Bank Criminal Liability for Actions of the Employees and Controlling Persons Liability
• April 18 - Handling Retail Customer Disputes
• April 20 - Regulatory Inquiries, Conducting Internal Investigations & The Future of Compliance

Ticket Information
Free and open to the public

Event Sponsor
Shidler College of Business, Mānoa Campus

More Information
Rosita Chang, (808) 956-7592, rositac@hawaii.edu, View Lecture Dates and Topics (PDF)

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Thursday, April 6
12:00pm	Social Welfare Final Oral Mānoa Campus, Gartley 018
12:30pm	Safe Zone Training: LGBTQ+ Safety and Inclusion Mānoa Campus, Campus Center 308
1:30pm	Tips & Guidelines for Preparing Conference Posters Mānoa Campus, Kuykendall 106
3:00pm	Joint JIMAR/Oceanography Seminar - Phil Thompson Mānoa Campus, Marine Science Building 100
3:00pm	Marine Biology Final Oral Mānoa Campus, Marine Science Building 114
3:00pm	MB PhD Defense: Mackenzie Gerringer Mānoa Campus, Marine Science Building 114
3:30pm	Pacific Biosciences Research Center Dissertation Defense Mānoa Campus, BioMed T-208
3:30pm	Marine Biology Final Oral Mānoa Campus, BioMed T-208
4:00pm	Lecture: The Korean Middle Class, 1960-2010 Mānoa Campus, Center for Korean Studies
4:30pm	Shidler Banking Lecture Series Mānoa Campus, Shidler College of Business, Room C-101
5:00pm	Playwriting Workshop with British Playwright Mark Ravenhill Mānoa Campus, Kennedy Theatre
5:30pm	Applying to Medical School Mānoa Campus, Webster 113
5:30pm	Social Justice Work at the Richardson Law School Mānoa Campus, William S. Richardson School of Law, Moot Court Room
6:00pm	GSO Elections: Nominations Period Ends Mānoa Campus, Webster 203
6:30pm	Waikiki Aquarium's Distinguished Lecture Series - Saving Monk Seals Thurston Memorial Chapel, Punahou School
6:30pm	Hanauma Bay Educational Lecture Series Hanauma Bay Nature Preserve Theater